-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AwKEJDZbMNgA0L1rq3RdRMGJcJuLP8sK01wpSyJmz/9zT0sgmT9pd8X3r9eA7daZ iZ/r2zRAg9rLFECdoAYWHQ== 0000950137-97-002814.txt : 19970815 0000950137-97-002814.hdr.sgml : 19970815 ACCESSION NUMBER: 0000950137-97-002814 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970814 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GEHL CO CENTRAL INDEX KEY: 0000856386 STANDARD INDUSTRIAL CLASSIFICATION: FARM MACHINERY & EQUIPMENT [3523] IRS NUMBER: 390300430 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-40747 FILM NUMBER: 97663105 BUSINESS ADDRESS: STREET 1: 143 WATER STREET CITY: WEST BEND STATE: WI ZIP: 53095 BUSINESS PHONE: 4143349461 MAIL ADDRESS: STREET 1: 143 WATER STREET CITY: WEST BEND STATE: WI ZIP: 53095 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DAHL JAMES H CENTRAL INDEX KEY: 0000933422 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 263085464 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 1200 RIVERPLACE BOULEVARD SUITE 902 CITY: JACKSONVILLE STATE: FL ZIP: 32207 BUSINESS PHONE: 9043939020 MAIL ADDRESS: STREET 2: 1200 RIVERPLACE BLVD SUITE 902 CITY: JACKSONVILLE STATE: FL ZIP: 32207 SC 13D/A 1 AMENDMENT #1 FOR JAMES H. DAHL 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 GEHL COMPANY ---------------- (NAME OF ISSUER) COMMON STOCK, PAR VALUE, $0.10 PER SHARE ---------------------------------------- (TITLE OF CLASS OF SECURITIES) 368483103 --------- (CUSIP NUMBER) JAMES H. DAHL 1200 RIVERPLACE BOULEVARD, SUITE 902 JACKSONVILLE, FLORIDA 32207 (904) 393-9020 (NAME, ADDRESS AND TELEPHONE NUMBER OF PERSON AUTHORIZED TO RECEIVE NOTICE AND COMMUNICATIONS) AUGUST 8, 1997 -------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) If the filing person has previously filed a statement of Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this statement of Rule 13d-1(b)(3) or (4), check the following box [ ]. Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the reporting person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class). 2 CUSIP No. 368483103 - -------------------------------------------------------------------------------- 1) NAMES OF REPORTING PERSONS / S.S OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS JAMES H. DAHL / ###-##-#### - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE ROW IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) N/A --------------------------------------------------------------- (b) N/A --------------------------------------------------------------- - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) SOURCE OF FUNDS (SEE INSTRUCTIONS) OO - -------------------------------------------------------------------------------- 5) CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(D) OR 2(E) - -------------------------------------------------------------------------------- 6) CITIZENSHIP OR PLACE OF ORGANIZATION U.S.A. - -------------------------------------------------------------------------------- NUMBER OF 7) SOLE VOTING POWER 484,000 SHARES BENE- ------------------------------------------------------------- FICIALLY OWNED BY 8) SHARED VOTING POWER -0- EACH REPORT- ------------------------------------------------------------- ING PERSON 9) SOLE DISPOSITIVE POWER 484,000 WITH ------------------------------------------------------------- 10) SHARED DISPOSITIVE POWER -0- ------------------------------------------------------------- - -------------------------------------------------------------------------------- 11) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 484,000 - -------------------------------------------------------------------------------- 2 3 CUSIP No. 368483103 - -------------------------------------------------------------------------------- 12) CHECK IF AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) - -------------------------------------------------------------------------------- 13) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.66% - -------------------------------------------------------------------------------- 14) TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- 3 4 This Amendment No. 1 amends as set forth herein the Statement on Schedule 13D dated May 27, 1997 of James H. Dahl with respect to the common stock, par value $0.10 per share ("Common Stock"), issued by Gehl Company (the "Issuer"). ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. Item 3 is hereby amended by adding the following paragraph: "Funds in the aggregate amount of $1,959,642.70 were used to purchase 109,500 shares (the "Additional Shares") of Common Stock to which this Amendment No. 1 relates. The Additional Shares were purchased by Mr. Dahl through the Accounts. The sources of funds used to purchase the Additional Shares were funds of the Children's Trusts and the investment partnership of which Mr. Dahl is the Managing General Partner." ITEM 5. INTEREST IN SECURITIES OF THE ISSUER. Item 5 paragraph (a) and (b) is hereby amended and restated in its entirety to read as follows: "(a) and (b) Pursuant to Rule 13d-3, Mr. Dahl may be deemed to be the beneficial owner of all 484,000 shares of Common Stock to which this Statement relates, which constitute approximately 7.66% of the 6,318,685 shares of Common Stock of the Issuer reported to be outstanding by the Issuer on March 29, 1997 (including 130,000 Shares issuable upon exercise of outstanding Warrants beneficially held by Mr. Dahl)." Item 5 paragraph (c) is hereby amended by adding the following: "On various dates between June 10, 1997 and August 13, 1997 109,500 shares of the Issuer's Common Stock were effected by Mr. Dahl, all of which consisted of purchases for the Accounts through brokers in the open market. The transactions are listed on the table below: Date of Purchase Purchase No. of shares Price --------- ------------- -------- 10-Jun-97 5,000 $15.375 10-Jun-97 7,500 $15.667 10-Jun-97 1,500 $15.625 10-Jun-97 1,500 $15.625 11-Jun-97 2,500 $16.000 11-Jun-97 6,000 $16.000 11-Jun-97 8,500 $16.250 11-Jun-97 6,000 $16.000 4 5 Date of Purchase Purchase No. of shares Price --------- ------------- -------- 11-Jun-97 8,500 $16.250 11-Jun-97 2,500 $16.000 19-Jun-97 5,000 $15.813 24-Jun-97 1,000 $16.250 24-Jun-97 1,000 $16.250 25-Jun-97 1,000 $17.500 25-Jun-97 500 $17.375 25-Jun-97 1,000 $17.500 25-Jun-97 500 $17.375 26-Jun-97 1,000 $17.625 8-Aug-97 5,000 $19.750 8-Aug-97 10,000 $20.375 8-Aug-97 13,000 $20.000 8-Aug-97 2,500 $20.000 8-Aug-97 2,500 $20.000 13-Aug-97 16,000 $20.090" 5 6 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: August 14, 1997 -------------------------------- JAMES H. DAHL 6 -----END PRIVACY-ENHANCED MESSAGE-----